Compliance
Our concentration is on the following sectors |
ComplianceJNK Securities Corp is a registered broker/dealer which clears through Goldman Sachs Execution & Clearing. We treat compliance as a top priority of the Firm. Every piece of written research as well as every event invite undergoes a strict first-party compliance review prior to client receipt. Additionally, each of our 3rd party research partners undergoes a quarterly compliance review and signs a quarterly compliance attestation. Our compliance procedures have been vetted and approved by a multitude of funds and we are happy to discuss any aspect of them. (Please see CCO contact information below.) Our 3rd Party Research Providers are not affiliates, employees or associated persons of JNK Securities Corp. We have an exclusive contractual agreement with each of our Research Providers ("Partners"). Views articulated by our 3rd Party Research Providers represent their experienced professional opinions rather than that of JNK Securities Corp.
JNK Securities Corp is a member of SIPC www.sipc.org, FINRA www.finra.org, SEC www.sec.gov and NYSE www.nyse.com. JNK Securities Corp. makes the information on this website (“site”) available as a service to visitors, to be used for informational purposes only. For any questions regarding JNK Securities Corp’s compliance policies or procedures, please contact our Chief Compliance Officer: |